Reveal and manage risk
Increase reviewer productivity and streamline compliance.
Establish and maintain an effective supervision system
The volume and variety of today’s electronic communications is causing financial firms to struggle to meet their supervisory obligations. It is critical for firms to have the right supervision solution in place in order to stay compliant. With the Supervision App, regulatory requirements can be met effectively and risk managed for all electronic communications retained in the Connected Archive.
How It Works?
Demonstrate to auditors both the design of the system and proof of the supervision work that is being performed.
Conduct review that is efficient and effective across a high volume and diversity of archived data.
Stay ahead of the risk created by the ever-expanding list of communication channels being used by employees.
to achieve compliance and manage risk:
Other products that may be of interest to you
Still have questions?
Talk to our sales team who will walk you through our plans and the different options for your organization.