Purpose-built to solve your compliance challenges

Meet your retention, oversight and content control requirements with confidence. Identify potential violations faster and more effectively.

Learn more the Supervision app - to help regulated firms meet compliance requirements.

Smarsh for Compliance

For compliance professionals, electronic communications are often where the “smoking gun” is found. The proliferation of electronic records on different communication platforms can make finding compliance violations challenging. Organizations need to be able to search and produce the right content at the right time and demonstrate that policies to govern usage of electronic communications are working as designed.

Smarsh helps organizations of all sizes meet their record retention and oversight obligations from regulators including FINRA, SEC, FFIEC, CFTC, NFA, MiFID II, FCA, IIROC and other industry-specific governing bodies around the world. Our Control App also enables real-time monitoring, blocking and alerting for proactive compliance for specific channels.

Key сapture challenges

Challenges

Our Solutions

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