Financial Services compliance solutions

Helping broker-dealers, investment advisors, lenders, banks, and insurers to meet their regulatory retention and supervision obligations.

Smarsh for Financial Services

Corporations are expanding their use of new communication tools to increase productivity at work, but it also leaves financial organizations vulnerable to the risks of non-compliance if they don’t have solutions in place to meet their regulatory needs.

Smarsh helps more than 6,500 global customers in the financial services industry, including broker dealers, investment advisors, hedge funds, private equity firms, exchanges, commercial and retail banks, lenders, and insurance agents, to meet their content retention and oversight obligations. Smarsh enables efficient review and production of specific content from the channels your organization uses for business communications every day.


Key financial services challenges


Our Solutions

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Join the 6,500+ customers using Smarsh to drive their business forward.